PART 3 12.—(1) The Part B Director may, with the approval of the Board of Directors, issue, and from time to time amend, a Code of Conduct for the maintenance and enforcement of discipline among the candidates.| (2) It is the duty of every candidate to comply with the Code of Conduct. |
| (3) The Part B Director must cause the Code of Conduct to be published in a manner that he or she thinks is necessary and appropriate to bring it to the attention of all candidates. |
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| Continuing liability under this Part |
13. Despite a person ceasing to be a candidate upon his or her withdrawal from the Part B Course or from sitting for the Part B Examinations in any session, or upon the conclusion of any session of the Part B Examinations —| (a) | that person, for a period of 12 months from the date he or she ceased to be a candidate —| (i) | continues to be subject to these Rules in respect of any misconduct that he or she may have committed while he or she was a candidate; and | | (ii) | is liable to be dealt with in accordance with this Part for the misconduct as if he or she were still a candidate; and |
| | (b) | the Institute may withhold the issue of any certificate or document to that person until the matter has been determined and disposed of under this Part. |
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| Minor disciplinary measures |
14. For the purposes of this Part, the following disciplinary measures are minor disciplinary measures:| (a) | withholding the issue of any certificate in relation to the Part B Examinations from a candidate, whether absolutely or until —| (i) | the candidate has complied with any condition that the decision‑maker may impose; or | | (ii) | such period of time, as the decision‑maker may determine, has elapsed; |
| | (b) | barring a candidate from sitting for the Part B Examinations (or any part of it) in a particular session or from doing any assignment, examination or test of the Part B Course; | | (c) | withholding the award of a pass in the Part B Examinations (or any part of it) or in any assignment, examination or test of the Part B Course from a candidate; | | (d) | suspension of a candidate from attending all classes or any particular class of the Part B Course with effect from such date and for such period as the decision‑maker may specify; | | (e) | withdrawal from a candidate, whether absolutely or partially, and whether permanently or for any period that the decision‑maker may specify, of any benefit, facility or privilege granted by the Institute to candidates; | | (f) | issuing a written notice to a candidate directing the candidate to comply with any requirements that the decision‑maker may specify; | | (g) | issuing a censure to a candidate, which may be published in such manner and to such persons as the decision‑maker thinks fit; | | (h) | issuing a private reprimand to a candidate, which may, at the decision‑maker’s discretion, form part of the candidate’s official record. |
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| Major disciplinary measures |
15. For the purposes of this Part, the following disciplinary measures are major disciplinary measures:| (a) | expulsion of a candidate from the Part B Course with effect from such date as the decision‑maker may specify and barring the candidate from sitting for the Part B Examinations; | | (b) | revocation of any award (including an award of a pass or a distinction in the Part B Examinations), certificate or prize that has already been granted to a candidate; | | (c) | barring a candidate from enrolling in and attending the Part B Course for such period as the decision‑maker may specify; | | (d) | barring a candidate from sitting for the Part B Examinations for such period as the decision‑maker may specify. |
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| Letter of warning for misconduct |
16.—(1) If the Part B Director has reason to believe that a candidate has committed any misconduct, the Part B Director must, by written notice, call upon the candidate to offer an explanation or to answer any allegation against him or her, whether in writing or in person before the Part B Director, within a period of 7 days from the date specified in the notice.(2) The Part B Director must issue a letter of warning to the candidate if that candidate —| (a) | without reasonable cause fails to comply with the notice under paragraph (1); | | (b) | admits to having committed the misconduct as alleged; or | | (c) | in the opinion of the Part B Director, fails to offer a reasonable explanation or to satisfactorily answer the allegation against him or her. |
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| Report of misconduct to Dean |
17.—(1) If a candidate is issued with a third letter of warning under rule 16(2), the Part B Director must —| (a) | report the matter to the Dean in writing; and | | (b) | notify the candidate in writing that the report to the Dean has been made. |
(2) Despite paragraph (1), the Part B Director may immediately report the matter to the Dean in writing without having to comply with rule 16(1) or issuing any letter of warning to the candidate concerned under rule 16(2), but must notify the candidate in writing that he or she has made the report to the Dean, if the Part B Director has reason to believe that the candidate has —| (a) | cheated in the Part B Examinations or on any assignment, examination or test, or has facilitated the cheating of another candidate in the Part B Examinations or on any assignment, examination or test; | | (b) | committed any offence on the premises of the Institute, or any premises used for the Part B Course or on which the Part B Examinations are conducted; | | (c) | in any dealing with the Institute, acted fraudulently or dishonestly; | | (d) | committed any misconduct again, after having been dealt with before by the Dean under rule 19 or a Disciplinary Committee under rule 22; or | | (e) | done any other act or conducted himself or herself in any other manner which —| (i) | is unbefitting or unbecoming of a person seeking admission as a lawyer (NP) or as an advocate and solicitor, or implies a defect of character making him or her unfit for the legal profession; and | | (ii) | in the opinion of the Part B Director, is of sufficient gravity to warrant an immediate report to the Dean. |
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18.—(1) Upon receiving a report from the Part B Director under rule 17(1)(a) or (2), the Dean must —| (a) | conduct an inquiry into the matter to determine if any action should be taken in respect of the candidate concerned; and | | (b) | by written notice, call upon the candidate concerned —| (i) | to show cause, in writing and within the time specified in the notice, as to why the Dean should not take any action against him or her under rule 19; or | | (ii) | to attend before the Dean, at the time and place specified in the notice, to explain why the Dean should not take any action against him or her under rule 19. |
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(2) The Dean may also give notice to any other person to provide any information or evidence that the Dean thinks necessary for the purposes of his or her inquiry —| (a) | in writing; or | | (b) | by attending before the Dean at the time and place specified in the notice. |
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| (3) If the candidate concerned does not attend before the Dean when called upon to do so under paragraph (1), the Dean may proceed with his or her inquiry in the candidate’s absence. |
| (4) If, in the course of his or her inquiry, the Dean receives information that the candidate concerned has committed any other misconduct that is not mentioned in the Part B Director’s report under rule 17(1)(a) or (2), the Dean may, after giving notice to the candidate, proceed to inquire into that misconduct even though there is no report. |
| (5) A candidate attending before the Dean under paragraph (1)(b)(ii) must not be represented by an advocate and solicitor. |
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| Disciplinary action by Dean following inquiry |
19.—(1) After the Dean has conducted his or her inquiry and given the candidate concerned a reasonable opportunity of being heard, the Dean may —| (a) | determine that no action be taken against the candidate; | | (b) | take any one or more minor disciplinary measures against the candidate; or | | (c) | submit a report of his or her findings to a Disciplinary Committee appointed under rule 20 and recommend to the Disciplinary Committee that a major disciplinary measure be taken in respect of the candidate. |
(2) If —| (a) | the Dean issues, under paragraph (1)(b) read with rule 14(f), a written notice to the candidate directing him or her to comply with the requirements specified in that notice; and | | (b) | the candidate fails to comply with the notice, |
| the Dean may deal with the candidate in any other manner provided for in paragraph (1) that the Dean thinks fit. |
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| (3) A candidate who has been dealt with by the Dean under paragraph (1) is not entitled to any refund of any fee paid by him or her to the Institute under rule 7 or 11. |
| (4) The decision of the Dean to take any minor disciplinary measure mentioned in rule 14(d) to (h) against a candidate, or to take no action against a candidate, is final. |
(5) The Dean —| (a) | is not bound to act in a formal manner and may determine his or her own procedures; | | (b) | is not bound by the provisions of the Evidence Act 1893 or by any other law relating to evidence; and | | (c) | may inform himself or herself on any matter in any manner that he or she thinks fit. |
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20.—(1) The Chairperson may appoint any 3 members of the Board of Directors to constitute a Disciplinary Committee.| (2) A Disciplinary Committee may be appointed in connection with one or more matters or for a fixed period of time as the Chairperson thinks fit. |
| (3) The Chairperson must appoint one of the members of a Disciplinary Committee to preside over it. |
| (4) If any member of a Disciplinary Committee is unable to act for any reason in any case, the Chairperson may appoint another member of the Board of Directors to replace him or her for that case. |
| (5) The Part B Director is the secretary of every Disciplinary Committee. |
| (6) A decision of any Disciplinary Committee must be made by a majority vote of its members. |
(7) A Disciplinary Committee —| (a) | is not bound to act in a formal manner and may determine its own procedures; | | (b) | is not bound by the provisions of the Evidence Act 1893 or by any other law relating to evidence; and | | (c) | may inform itself on any matter in any manner that it thinks fit. |
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| Review of minor disciplinary measure by Disciplinary Committee |
21.—(1) A candidate who is aggrieved by a decision of the Dean to take any minor disciplinary measure mentioned in rule 14(a), (b) or (c) may, within 14 days after the date on which the decision is communicated to the candidate, apply to the Institute in the manner specified by the Institute for the decision to be reviewed by a Disciplinary Committee.| (2) Every application under paragraph (1) for a review of a decision of the Dean must be accompanied by the fee specified in the Second Schedule. |
(3) Upon reviewing an application by a candidate under paragraph (1), the Disciplinary Committee may —| (a) | affirm the decision of the Dean; | | (b) | set aside the decision of the Dean; or | | (c) | substitute the decision of the Dean with any minor or major disciplinary measure (or any combination of 2 or more of those measures) against the candidate. |
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(4) If —| (a) | the Disciplinary Committee substitutes the decision of the Dean, under paragraph (3)(c) read with rule 14(f), with a written notice to the candidate directing the candidate to comply with the requirements specified in that notice; and | | (b) | the candidate fails to comply with the notice, |
| the Disciplinary Committee may take any additional minor or major disciplinary measure (or any combination of 2 or more of those measures) against the candidate. |
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| (5) The Disciplinary Committee must give written notice to the candidate concerned of any decision it has made under paragraph (3) and, if applicable, any disciplinary measure that it has decided to take against the candidate under paragraph (3)(c) or (4). |
(6) The decision of the Disciplinary Committee —| (a) | under paragraph (3)(a) or (b); or | | (b) | to take any minor disciplinary measure under paragraph (3)(c) or (4) against the candidate concerned, |
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| Disciplinary action by Disciplinary Committee |
22.—(1) Upon receiving and considering the report and recommendation of the Dean under rule 19(1)(c), the Disciplinary Committee may —| (a) | determine that no action be taken against the candidate concerned; or | | (b) | take any minor or major disciplinary measure (or any combination of 2 or more of those measures) against the candidate. |
| (2) The Disciplinary Committee must give written notice to the candidate concerned of the decision it has made under paragraph (1) and, if applicable, any disciplinary measure that it has decided to take against the candidate under paragraph (1)(b). |
| (3) A candidate who has been dealt with by the Disciplinary Committee under paragraph (1) is not entitled to any refund of any fee paid by him or her to the Institute under rule 7 or 11. |
| (4) The decision of the Disciplinary Committee to take any minor disciplinary measure against a candidate, or to take no action against a candidate, is final. |
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| Review of major disciplinary measure by Board of Directors |
23.—(1) A candidate who is aggrieved by a decision of the Disciplinary Committee to take any major disciplinary measure under rule 21(3)(c) or (4) or 22(1)(b) may, within 14 days after the date on which the decision is communicated to the candidate, apply to the Institute in the manner specified by the Institute for the decision to be reviewed by the Board of Directors.| (2) Every application under paragraph (1) for a review of a decision of the Disciplinary Committee must be accompanied by the fee specified in the Second Schedule. |
(3) Upon reviewing a decision of the Disciplinary Committee under paragraph (1), the Board of Directors may —| (a) | affirm the decision of the Disciplinary Committee; | | (b) | set aside the decision of the Disciplinary Committee; or | | (c) | substitute the decision of the Disciplinary Committee with any minor or major disciplinary measure (or any combination of 2 or more of those measures) against the candidate. |
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(4) The Dean and members of the Disciplinary Committee concerned must neither —| (a) | participate in the review by the Board of Directors of the Disciplinary Committee’s decision; nor | | (b) | vote on the decision of the Board of Directors to be made under paragraph (3). |
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| (5) The Board of Directors must give written notice to the candidate concerned of the decision it has made under paragraph (3) and, if applicable, any disciplinary measure that it has decided to take against the candidate under paragraph (3)(c). |
| (6) The decision of the Board of Directors under paragraph (3) is final. |
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